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Discussion Forum

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Welcome to the PeacE Discussion Forum. The field of Peacebuilding ethics is still at an early stage. By reading and adding contributions and comments, you will be partaking in a critical phase in its development. Detailed dilemmas and personal experiences as well as more general policy-oriented and theoretical perspectives are encouraged. Concrete examples of more general issues that have been discussed will help to move the debate forward.  

You may enter the discussion by commenting on the contributions below, or by submitting a new post to peaceethics@prio.no. New contributions should normally be between 300 and 1000 words, and submitted as a Word document or similar. Please add pictures if possible, attached to your e-mail as separate files. Welcome to the debate!

 

Lethal Choices: Balancing the security of international personnel vs. the security of civilians in peacebuilding – the case of Afghanistan

Posted 23 Aug 2010 by Katharina Last
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By Mariam Safi, Research Fellow at the Centre for Conflict and Peace Studies, Kabul, Afghanistan

 © Tolo News

The present security climate in Afghanistan is a consequence of the U.S. military intervention that took place in 2001, in response to the 9/11 attacks. The ‘War on Terror’ was launched thereafter, and a ‘coalition of the willing’ was created to fight global terrorism in Afghanistan. The initial intervention- titled Operation Enduring Freedom (OEF), dismantled the Taliban regime in only two months. Assuming that, this was the end of the Taliban, the international community began restoring security, law and order and state functioning’s agendas.  Nonetheless, nine years later, and at the cost of hundreds of NATO and civilian fatalities, the international community is struggling to secure areas that had not been under the control of the Taliban when they were in power. Nonetheless, reducing civilian casualties is a morale and strategic issue that is extremely difficult to resolve in the current context of the protracted conflict in Afghanistan.

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The overall effectiveness of the counter-insurgency efforts in Afghanistan has become a fundamental dilemma.  The reason behind this dilemma is that, “stability requires security, and security requires targeting insurgents, which in turn invariably leads to civilian deaths”[1] in Afghanistan.  Additionally, the inter-linkages between Non-Governmental Organizations (NGOs) and the international forces in Afghanistan pin humanitarian workers in the midst of the conflict.

Link between military forces and NGOs 

There are two sides to the international military intervention in Afghanistan. Both of which are intricately connected to the security dilemma faced by NGOs and civilians alike. The first link is defined as the close interaction between military and civilian actors (donors, international organizations, non-governmental organization or NGOs) and the other link is the military relationship with the local population. These two relations overlap in Afghanistan as the nation-building process, coordinated by the Afghan government and donor countries, have assumed a hybrid approach which combines security, political and development measures and techniques.

Military intervention is not confined to the exercise of military muscles solely in Afghanistan; reconstruction and political recovery processes are also major contributors to the military mandate of the international community. These mandates are carried out primarily by the International Security Assistance Force (ISAF)-lead Provincial Reconstruction Teams (PRTs) working in 34 provinces at the moment. The ‘hearts and minds’ dictum has become the standard mantra (also known as Civil Affairs) of international forces, and the key imperative of this approach is to better relations and to boost the popularity of international forces.

After the ousting of the Taliban regime, a large number of NGOs which had initially operated from Peshawar began to establish operations in Afghanistan. These organizations acted independently and some carried out projects for ISAF and coalition forces. However, the PRT and the civilian-military framework was a new approach adopted in Afghanistan and thus a new experience for all the three actors (ISAF, PRTs and NGOs). Coalition forces and ISAF struggled to determine their role in Afghanistan, while the aid agencies were busy searching for their position in relation to the former two. The argument against the collaboration of these three actors was based on concerns of security (the blurring of lines and how this collaboration with the military may insecurity for NGOs) and humanitarian principles (NGO impartiality and neutrality when coordinating with military forces). Consequently, the association of NGOs with military forces inevitably increased the security threat for aid agencies. This was primarily due to the nature of the conflict, and not the actual conflict itself.

In southern Afghanistan, determinants such as the insurgency, warlordism, and acute levels of poverty made operating conditions increasingly insecure for NGOs.  Conversely, regarding the conflict in Afghanistan, it is the ideological belief of the insurgency, which sees foreigners and every agency associated to it as infidels which heightens the sense of insecurity for NGOs. A statement taken from a reported issued by the Taliban in response to a New York Times article which claimed that the Taliban were ready to negotiate with the US, says “The Islamic Emirate of Afghanistan believes that the presence of Americans in Afghanistan is the main factor of instability in Afghanistan and the whole region.”[2] This statement illustrates that inflexibility of insurgency to compromise on its ideologies and belief systems for the sake of peace and stability. It is this factor that makes it predominantly hard for NGOs’ to operate alongside the military in Afghanistan. When NGOs have been associated with military units in Afghanistan, the principles of impartiality and neutrality tend to get blurred, at which point not only does the insurgency but also the local population question the humanitarian impact of the NGOs. Thus, collaboration with the military is not the main factor concerning insecurity threats faced by NGO, however it does increase the risk as NGOs’ are grouped with the agendas of the military units they associate with.

Civilian Casualties

The parallel between rising civilian casualties and rising insurgency related-attacks is omnipresent in the Afghan conflict. As noted by Their and Ranjbar, from 2002 to 2006, fatalities increased by 400 percent paralleling insurgency attacks which jumped to 800 percent.[3] Moreover, compared to 2007, civilian casualties rocketed by 62 percent in 2008 and so far 2010 has witnessed the deadliest phase of the conflict since the military intervention in 2001. One of the primary causes of civilian casualties is air strikes that follow “troop-in-contact”[4] which is the spontaneous use of airstrikes accompanying small scale combats with militants. Thus, “during impromptu strikes, there is not sufficient time to complete a formal collateral damage assessment, resulting in property damage, injury, and the death of innocent Afghans.”[5]  

A breakdown of Afghan civilian, international civilian, and coalition fatalities for the month of July (2010) illustrates how deadly military combat has become for civilians in Afghanistan. From July 5 - 12, there has been 43 Afghan civilians, 11 international civilians and 15 coalition fatalities; from July 12 - 19, there has been 34 Afghan civilians, one international civilian and 22 coalition fatalities; from July 19 - 26, there has been 5 Afghan civilians, 0 international civilian and 14 coalition fatalities; and from July 26 - August 2, there has been 80 Afghan civilians, 0 international civilian and 11 coalition fatalities.[6] These figures represent the reason why there exists local resentment against the international communities’ efforts in Afghanistan and contradict the dictum of winning the ‘hearts and minds’ of the local populace which NATO claims to be following as means to address and reconcile the figures above. 

Solutions for addressing the concerns of reprioritization of security imperatives, are embedded in the nature of the Afghan conflict, rather than the conflict itself. Simply put, as the security threat for the international troops rises in Afghanistan, so will civilian causalities, and when this threat decreases, so will civilian causalities.  This is based on the fact that insurgencies in fragile post-conflict periods often try to challenge the state at the risk of causing instability. Hence, since insurgents are primarily weaker than the state or international forces; they utilize guerrilla tactics, subversion, and asymmetric violence. The Taliban are no exception to this, they utilize all means possible (suicide attacks, IEDs, rockets and direct combat tactics) to break down the will of international troops and the Afghan government. Furthermore, international troops are fighting against a group that is not visibly identifiable, they do not dress in specific combat uniform, contradictorily they wear local dresses and blend in with other  locals. As a result, a Taliban cannot be isolated in a crowd and this invariably makes it not only difficult but impossible for international troops to differentiate them, while in combat. This is a key factor sustaining the sense of insecurity felt by international troops which consequently puts them on high alert at all times. The nature of the Afghan conflict and the impracticality of specific military tactics make it unfeasible to reconcile the issues that arise from civilian casualities in Afghanistan.



[1] J Alexander Their and Azita Ranjbar, (July 2008), “Killing Friends, Making Enemies: The Impac and Avoidance of Civilian Casualties in Afghanistan,” United States Institute of Peace. Retrieved on, 3 August 2010: http://www.usip.org/resources/killing-friends-making-enemies-impact-and-avoidance-civilian-casualties-afghanistan.

[2] Taliban Website, www.alemarah.info/english/,‘Statement of the Leadership Council of the Islamic Emirate Regarding the Recent Propaganda about Negotiation with America.’ (April 2010). This was the Taliban’s official reaction to a New York Times report that claimed the Taliban were ready to negotiate with the U.S.

[3] Their and Ranjbar, Above, n1.

[4] Ibid.

[5] Ibid.

[6] Figures gathered by the Centre for Conflict and Peace Studies (CAPS), in Kabul, Afghanistan (2010).


23 Aug 2010 - Mushahid Hussain said :

By Mushahid Hussain Sayed

He has been an academic, Editor, political analyst and is also a politician. He was the first Pakistani journalist to go into Soviet-occupied Afghanistan to interview Kabul regime leaders like Babrak Karmal and Dr Najibullah. He was the Chairman of the National Task Force on Central Asia in 1992-1993, to formulate Pakistan's policy soon after the collapse of the USSR. He currently is also founder & Chairman of the Pakistan-China Institute, a private, non governmental think-tank devoted to Pakistan's relations with its bordering countries.

The paper, while examining the situation in Afghanistan post 9/11 when the Taliban regime folded up within 60 days of the US military intervention, and contrasting it, 'nine years later', when the 'international community is struggling to secure areas that had not been under the control of the Taliban when they were in power', fails to analyse the reasons for this failure. Understanding that unravelling of the international community's strategy is key to formulating a viable and workable exit roadmap for the future. Three failures merit attention. First, the US repeated the mistake of 1989 when it left Afghanistan - and Pakistan - in the lurch after the decisive defeat of the Soviet Red Army and its humiliating exit from Afghanistan. This time around, after removing the Taliban regime, the US, instead of consolidating its gains in Afghanistan and concentrating all its attention on stabilising the situation there, moved away from Afghanistan and moved into Iraq into a needless war of choice, totally unrelated to 9/11, terrorism or al-Qaeda. This diversion irreparably damaged US strategy in Afghanistan.

Second, Operation Enduring Freedom had no mandate to combat the proliferation of poppy production, which was allowed an unfettered growth under the very eyes of ISAF, and which, in turn, was an important factor fuelling the resurgence of the Taliban insurgency. In any case, many of the drug lords doubled as war lords, overtly helping the ISAF but covertly in cahoots with the insurgents via the lucrative drug trade. Third, and this too is ignored by the paper, pervasive corruption, graft and bad governance among the Kabul regime, undermined the 'war on terror' as the alternative being sought to be presented to the Taliban insurgents was certainly no better, as far as the Afghan populace is concerned, especially on issues concerning their everyday life. Then the paper fails to analyse the nexus between ISAF and the NGOs 'whose association with military forces inevitably increased the security threat for security agencies'. The NGOs, with their highly paid consultants and opulent lifestyles, became divorced from the Afghan mainstream and are increasingly viewed as the civilian component of an unpopular foreign armed force, both having little efficacy for Afghan people's welfare. But the paper correctly states that 'the local population question the humanitarian aspect of the NGOs', due to the nexus mentioned earlier.

When it comes to civilian casualties, that is one issue uniting all Afghans - President Karzai, his political opponents and the Taliban as well. In fact, Mr Karzai lamented in 2007: "We are being killed from both sides - the NATO and the Taliban", and the reason is that till recently, saving civilians was not an element in the NATO/US military strategy in Afghanistan. Only after the 'surge' in 2009 have General McChrystal and now his successor, General Petraeus, focused on protecting Afghan civilians as part of a publicly-proclaimed counter-insurgency strategy. However, the paper has a rather simplistic conclusion that 'as the security threat for the international troops rises in Afghanistan, so will civilian casualties'. This zero-sum scenario ignores another fundamental failure, namely, ISAF has blurred the distinction between the 'enemy' it professes to fight and the civilian population it has promised to protect. Or is that the 'enemy' now includes a broader strata of Afghans who are alienated from the foreign forces, in their land for almost a decade, and with not much to show for their performance? 

To conclude, Afghanistan has become an unwinnable war without end against a unique enemy - nameless, faceless and stateless (given the porous borders), and it is an eerie reminder of Vietnam. The drones are the 21st century version of the infamous 'Phoenix program' launched by the CIA in south Vietnam to target, kill or capture Viet Cong cadres and leaders. Campaigns like that of Marja are reminders of 'strategic hamlets' in south Vietnam, which were supposed to be an oasis of peace, tranquility and stable governance in a sea of instability. And the Domino Theory, 'if Saigon falls to the Communists will be close to San Francisco', has been replaced by an exaggerated image of global Jehad called al Qaeda, whose numbers the CIA Chief himself said in a June 26, 2010 interview are 'in the range of 60-100 persons in Afghanistan'.

Lethal Choices: Balancing the security of international personnel vs. the security of civilians in peacebuilding – the case of Afghanistan, Comment

Posted 09 Aug 2010 by Katharina Last
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By Benoit Durieux, Graduate from the French Army Academy of Saint-Cyr in 1988, from 2008 to 2010 commander of the 2nd Infantry Regiment from the Foreign Legion, including a tour of duty in Afghanistan between July 2009 and January 2010, PhD in history, France 

 © UNAMA at flickr.com

The views expressed in this article are his personal views. They do not represent the official position of the French Ministry of Defense.

Mariam Safi’s paper is very interesting for many reasons, and not only because she is now working out of Kabul. For her analysis does indeed reflect a widespread view of counter-insurgency, a view that is neither obvious nor official. Hers is instead a particular view of counter-insurgency that, to a large extent, gives rise to the same dilemmas that she calls to our attention in her paper.

According to how she understands the ongoing warfare in Afghanistan, ‘stability requires security, and security requires targeting insurgents, which in turn invariably leads to civilian deaths’, mainly because of air-strikes. Moreover, to her mind, winning the hearts and minds of the Afghan people is the key to success, and this should be achieved through an overall approach to the Afghan crisis in which responses to its military and to its civilian aspects would be tightly co-ordinated.

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As Mariam Safi points out, this conception of war raises two big questions. The first one has to do with the status and with the security of NGO workers, whereas the second concerns the civilian casualties closely linked with insurgency-related attacks. I shall argue that neither of these dilemmas is unavoidable, even if the question of NGOs is probably harder to address than the issue of civilian casualties.

Firstly, it must be said that none of these issues can be addressed without taking a different view of counter-insurgency as well as a more careful approach to the conflict itself. Before all else, the Afghan people should be at the core of this new view. The Afghan crisis is mainly a crisis of Afghan society; that is to say, a social crisis. To be sure, this crisis has been fuelled by some external actors, and many players in this game have very little interest in seeing the conflict resolved, either because they benefit from international aid or because they much prefer an Afghanistan weakened by war to a more stable and secure country. But the overall conclusion is still valid: at the end of the day, neither the NGOs nor the international forces now on the ground in Afghanistan will bring the political solution to a problem that only Afghans themselves are able to solve.

Second, an important point to be taken into account is the great diversity of the different aspects of this crisis, mainly because of its predominantly local dimensions. To a certain extent, there is not one Afghan conflict but rather several local micro-conflicts. And to each of these micro-conflicts there is a range of possible political solutions to be sounded out and negotiated at the local level, for the most part by working with local authorities and institutions. In each of these micro-conflicts, at times there is one specific reason why the insurgents fight and at others they fight for a combination of reasons, some more or less important to them. Whatever these reasons be, we must understand that the insurgents fighting against coalition forces in Afghanistan very often have little to do with the Taliban. Rather they fight because they fear modernity, because they are poor and they do not believe that wealth is being justly shared, because fighting is a tradition in a warring society, etc. And each of these reasons deserves both our attention and our respect. We shall not help the Afghans to solve the crisis they face without trying to understand why they fight.

Therefore, the primary aim of the international forces is to provide the conditions necessary to enable Afghans to find the political solution they need. And this can be attained only if, from a military point of view, we resort to the concept of limited war in each local conflict. The true aim of the international military forces is not to ‘target insurgents’, but instead to deny them the ability to achieve their own goals. The old masters of war can help us better to understand this approach, one that Sun Tse aptly summed up when he wrote: ‘To undertake one hundred battles and to win one hundred victories is a good thing, but it is not the best. To immobilize the enemy’s army without giving battle, this is excellent.’[1] To attain to such ‘excellence’ ought to be the objective of the Western military leader deployed in an operational sector of Afghanistan today. For he knows only too well that the spread of fighting, even if ‘successful’, would only serve to re-enforce the insurgents’ legitimacy and to pit the local population against him. The losses inflicted upon an enemy are not always the main factors of military success, and the remark of Sun Tse, ‘heaven will never approve the shedding of human blood’, echoes today’s humanitarian concerns. Certainly, any civilian casualty is not only a tragic event for the families and the communities involved; it is a very counter-productive event for our forces as well. A first principle of the action of the French forces has therefore been to avoid military fighting as much as possible. Also, when it is indeed necessary to fight, it is important to try to fight in deserted or unpopulated areas in order to limit the risk of civilian casualties. When the insurgents take the initiative of fighting in an urban area, it is not primarily a military problem. It is a political problem that has to be solved with the local elders. Of course, this is not always so simple, but this is the principle to be adopted.

The question of the status of NGOs is indeed a slippery one. Heretofore military strategies in Afghanistan have, to a large extent, adopted a point of view shared by many NGOs; to wit, that peace is the fruit of stability, economic prosperity, advanced education and good health-care. But while it is true that the overall military strategy should be coherent with the actions and with the stated goals of NGOs, the two ought not to be too tightly co-ordinated. This idea echoes the thoughts of Raymond Aron. At the state level, he sharply criticized the concept of a total strategy that integrated all the aspect of social life, because it brought about war in all the sectors of society and could therefore serve to broaden or to deepen a conflict more than to resolve it.[2] Again, it is nonsense to try to see the NGOs as impartial players in this conflict, and here Mariam Safi is perfectly right to point out that the very presence of the NGOs is a threat to the insurgents. In order for NGOs not to be counter-productive, their actions should be co-ordinated by the Afghan authorities. Our aim should not be to win hearts and minds, for these hearts and minds are not for sale, but to help the Afghans free their own hearts and minds from Taliban obscurantism, from poverty ad from internal divisions.



[1] Sun Tse, L’art de la guerre, (Paris : Presses Pocket, 1993), 23.

[2] Raymond Aron, Penser la guerre. Clausewitz, tome II, The Planetary Age, (Paris: Gallimard, 1976), 260.


Lethal Choices: Balancing the security of international personnel vs. the security of civilians in peacebuilding – the case of Afghanistan, Comment

Posted 09 Aug 2010 by Katharina Last
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By Wadir Safi, Senior Legal Advisor at IDLO and Executive Director at INLTC (Independent National Law Training Centre), Kabul, Afghanistan

 © UNAMA at flickr.com

As I have looked at it, Afghanistan’s Security Dilemma has been again started from the moment that Warlords entered and took political power in their hands after the collapse of Pro-Soviet regime in April 1992. It was not very wise that Afghanistan was left to the groups thirsty for power and wealth who could easily been played in the hands of enemies even the previous occupiers of this country. I think it was lack of knowledge about the sociology of Afghan people and society that paved the way for more atrocities here. At the same time, regional and neighboring countries’ previous relations with Afghanistan had not been taken into consideration and were mainly left to the Pakistan and other governments in the region to determine the future faith of the regime and its people in Afghanistan.

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The international community turned its attention again to Afghanistan after the terrorist attacks of September the 11th 2001 in order to fight them in this region.

After the end of cold war and the defeat of world communism and the abolishment of the Warsaw military pact, the enemy propaganda took momentum – this means the idea was increasingly taking shape that West is now fighting the only enemy remained which is Islam. This became established by attacking Afghanistan’s Taliban regime by president Bush without a well prepared and established plan which had to take into consideration every aspect of the life of Afghans including their cultural, historical, religious, traditional aspects and characteristics.

In addition to that, very weak government and leadership in Afghanistan which was established after the Bonn conference increased the grounds of insecurity in this country.

NGOs, the international community and the UN did not have a clear military, political and economic strategy for Afghanistan so that this pursued path caused more anarchy and chaos. It was a mistake that the whole investment had been done on the political regime to be a copy of advanced democracy in a tribal semi-medieval society in the hands of warlords who had once looted their own people even in the capital Kabul. This resulted in more injustice and self immunity of Criminals of war and violators of Human rights (even in the late Parliament that adopted the law of immunity for saving War-Criminals from justice) that pushed the society in more insecure situation. The government bribery and corruption fueled insecurity and injustice all over the country.

In this part of the world, the living conditions and widespread poverty can also be the main cause of insecurity because, especially the unemployed young generation could easily be bought and used by the enemy of nationals and internationals who wanted to establish the Rule of Law in Afghanistan. Unfortunately, international community, in fact, had not recognized the cultural, traditional, historical, religious and tribal-like backward society of Afghanistan in order to establish related rules and a strategy and manners to be respected to attract the hearts and minds of the people of Afghanistan.

What we are reading about the Civilian Casualties in Afghanistan, are the direct and indirect results of none or wrong coordination between international and national forces here. In addition, differences of ethnicity and using them to weaken one another, using foreign forces for that purposes, created such a dilemma in Afghanistan which obliged and gave grounds for recruiting more fighters from among them  to fight against the government and international forces (to keep alive insurgency in this part of Asia).

I would like to add to the last paragraph of this essay that: the regional and some international actors’ role in increasing tensions and keeping the existing situation and continuing war in this region, in order to have the opportunity for strengthening and achieving their own national and strategic interests that can only be secured in such a situation, has played a very negative role on security in Afghanistan. Pakistan, Iran India, Moscow, and China can be named.

In the minds of most Afghans, only a strong 180 degree change is needed in Afghanistan to transfer the state of affairs in the hands of professionals for the bitterness and improvement.


Peace vs. Justice? The Dilemma of Peace and Justice in Post-conflict Societies in Africa: Lessons from Sudan and Kenya

Posted 19 Jul 2010 by Katharina Last
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By Kwesi Aning, PhD, Director of Research at the Kofi Annan International Peacekeeping Training Centre (KAIPTC), Accra, Ghana and Ernest Ansah Lartey, Research Associate at the Kofi Annan International Peacekeeping Training Centre (KAIPTC), Accra, Ghana

   © PRIO

Peacebuilding has been one element in post-conflict situations where significant challenges exist in Africa. Apart from large scale physical destructions which have to be reconstructed in order to lay the infrastructural base for the rebuilding process, the international community is also concerned with how to reconstruct the balance of peace and justice in order to ensure sustained post-conflict reconstruction. However, the fear of post-conflict countries relapsing into conflict situations has led to the introduction of transitional arrangements whereby issues such as power sharing and/or governments of national unity are most preferred as a viable solution to resolving the conflict. However, power-sharing arrangements brokered by the international community only give a deceptive impression about the existence of peace and justice in a post-conflict country. It is further argued that:

What is conspicuously absent from such [peace] negotiations is broad-based participation by those who should benefit in the first place: citizens. More specifically, the local level of security provision and insecurity production is rarely taken into account.[1]

From the forgoing observation, it can be seen that peace and justice is often narrowly and parochially defined in most peace negotiations in Africa.


[1]  Mehler, Andreas. 2009. Peace and Power Sharing in Africa: A Not So Obvious Relationship. African Affairs.  Vol. 108, No.  432,  pp. 453-473

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Peace Negotiations

In Africa, there has been a number of power-sharing arrangements which have been negotiated with the support of regional institutions and the international community. The most notable ones in recent times include the political arrangements in Kenya and Sudan.

In the case of Sudan and the Darfur crisis, the Khartoum government, after a number of failed negotiations and agreements in the past, signed a peace agreement with the Darfur rebel group, Justice and Equality Movement (JEM) in February 2010.[1] This initiative was hailed by the international community as a major step towards a lasting peace in the Darfur region. But what the peace initiative essentially offers in the peace process is a ceasefire deal among the key belligerents and the release from prison of some JEM fighters sentenced to death by the Sudanese government following an attack on Khartoum in 2008. The deal also offers government positions to the rebel group in both the central and regional states. 

While it is worth supporting the peace initiative for some of the progress chalked in the interim period regarding the de-escalation of the violence and the reduction in the casualty levels in the recent past, there are some key issues that need to be raised. One of such issues is that the peace accord agreed upon by the two parties did not include key parties such as the Liberation  Movement for Justice (LMJ) and the Sudan Liberation Movement (SLM) who also have a stake in the peace process. The SLM and the other parties who were alienated from the agreement, are concerned that Khartoum has not disarmed militias sympathetic to the government who continue to attack civilians. Again, what the agreement has succeeded in achieving is to offer positions in government to the top hierarchy of the JEM members while the foot-soldiers within the rank and file are relegated to the background. This way, a system of ‘hierarchical’ justice is seen to be created for the political elites while the downtrodden combatants suffer alienation from the political system. Interventions such as disarmament, demobilisation and reintegration (DDR) as well as security sector reform (SSR) packages for ex-combatants have often been problematic in terms of representation, participation and ownership.

The post-electoral dispute in Kenya in December 2007 presented another test case where the ethical dilemma between peace and justice became more apparent. The peace negotiations which were facilitated by the international community, especially the former Secretary-General of the United Nations (UN), Kofi Annan and the African Union (AU), led to a power-sharing agreement brokered between the incumbent President, Mwai Kibaki and opposition leader Raila Odinga. Since the peace agreement was brokered, the country has returned to its peaceful state. But beyond the political settlement, key issues such as land distribution and ownership, including ethnic polarization, still remain unresolved.

While the peace agreement was explicit about how political appointments should be shared among the political elites, it was vague on how the path to justice should be pursued in order to address the atrocities in the post-election violence. More so, given that the violence appeared to be systematically orchestrated,[2] the peace agreement, in spite of providing the political leverage for peace to return in Kenya, did not go far enough to ensure that justice also takes its due course.   

Pursuit of Justice?

It is believed that Africans are inherently inclined towards restorative justice as opposed to retributive justice. Therefore, the pursuit of criminal justice and criminal accountability in post-conflict situations is an issue that will continue to pose challenges in African societies. But as African governments continue to sign up to universal norms and practices that uphold accountability and rule of law, they should expect that tensions will often arise when putting into effect these universal norms that have cultural underpinnings.

In the first place, the application of restorative justice at the expense of retributive justice in African societies is a major source of ethical clash with western values which are often implicit in most universal norms and practices. In the African context, most countries and societies would prefer restorative processes such as truth and reconciliation and by-partisan dialogue and mediation efforts that focus on humanitarian values in the context of compassion, forgiveness and reconciliation. This is in sharp contrast with international practices of retributive justice which are seen in mechanisms such as the International Criminal Court (ICC), the criminal tribunals and the special courts which are all backed by the UN.[3]

The African Union (AU) has exhibited some concrete tendencies in the recent past that presupposes that as a collective body, even though it is not against retributive processes to post-conflict reconstruction, it prefers restorative means for the purposes of peace and unity for its member states. This was evident in the AUs resolution in July 2009 to the UN Security Council calling on the international community to suspend the intended prosecution of the Sudanese President, Omer Al-Bashir on alleged war crime charges in the Darfur crisis. 

In the Kenyan political process, one of the key issues which was followed through during negotiations leading up to the peace agreement, was the message of compromise and reconciliation. This key message cut across all the reflections that were shared by the key actors in the negotiation process. In the view of Kofi Annan: “Compromise was necessary for the survival of this country [Kenya].” The former UN Secretary-General further argued that:

The job of national reconciliation and national reconstruction is not for the leaders alone. It must be carried out in every neighbourhood, village, [and] helmets of the nation.[4] 

President Kibaki, on his part, observed that:

This process [negotiation] has reminded us that as a nation there are more issues that unite than divide us… we must do all in our power to safeguard the peace that is the foundation of our national unity…. Kenya has a room for all of us.[5]

Mr Odinga agreed that:

With the signing of this [peace] agreement, we have opened a new chapter in our country’s history-from the era or phase of confrontation to the beginning of co-operation.[6]

Clearly, the focus in the peacebuilding process for all the parties involved is peace, reconciliation and cooperation rather than justice. It also comes down to the matter of safeguarding the survival of the country which, in the short run, cannot be achieved by the pursuit of restorative justice as Kofi Annan observed.

The case for retributive justice and criminal accountability is, however, not over in the peacebuilding process in Kenya. The fact is that the process of retributive justice is currently impeded by political expediency. For instance, following the signing of the peace agreement which ended the political crisis in 2007, the political authorities in Kenya made a strong commitment to the international community to prosecute those suspected to have committed some of the atrocities during the violence. However, the desire to establish the special tribunal - as was initially agreed with the international community - to commence prosecutions in Kenya has not materialized till date, primarily because the country’s legislative body has failed to demonstrate sufficient support for the commitment to be enforced.[7] This has precipitated the perception that those responsible for the post-election violence will not be punished. But the failure to act in favour of justice can further promote impunity which is a recipe for more conflicts in the future.  The effort by the ICC to step into the cases has been lauded by the international community. But it is important to recognise that the ICC will only target a selected few senior officials. Thus, the level of cooperation from the political authorities in Kenya will determine how far criminal justice will be pursued in the Kenyan.

Conclusion

In both Sudan and Kenyan, it appears that the pursuit of peace often compromises justice. But before such a conclusion can be made, one must know where the collective interest of the political elite lies. If the interest is to restore peace in the country, then the issue of justice will be compromised. But one must also be prepared to suffer the full consequences of future insecurity and conflict if such restorative approaches to justice do not ensure peace in the long run.



[1] See Sudan Tribune. ‘Sudan and JEM rebels signed framework deal for peace in Darfur’.  February 2010.

[2] See BBC news. ‘Kenya rivals agree to share power’. www.newsvote.bbc.co.uk. Accessed: 1 July, 2010

[3] Grant Laura, 2010. Justice as an Ethical Dilemma in ‘Liberal’ Peacebuilding. Peace Research Institute, Oslo.  Peace Ethics. www.prio.no/peaceethics

[4] BBC News. op cit.

[5] BBC News. ibid.

[6] BBC News. Ibid.

[7] See All African.com News. ‘Kenya: ICC - Judges Approve Kenyan Investigation - Witness Protection Key Challenge in Investigation’. http://allafrica.com/stories/201003310910.html. Accessed: 1 July 2010.


23 Aug 2010 - Beatrix Austin (née Schmelzle) said :

 

The dilemmas of Peace with Justice in and beyond the cases of Sudan and Kenya: Integrating human rights into conflict transformation work

[Following comment in several pieces]

By Beatrix Austin (née Schmelzle), Coordinator and Co-Editor of the Berghof Handbook for Conflict Transformation, Berghof Conflict Research, Berlin, Germany

In the context of our ongoing discussions on conflict transformation and peacebuilding, we have recently hosted a dialogue on human rights and conflict transformation, which we considered sub-titling “peace vs. justice”. In the end, we decided against it, as in our (and our contributors’) assessment the “polarizing language” of antagonism seemed to have been replaced by a more nuanced, albeit no less difficult, discussion on how to achieve – over the medium to long term – peace with justice (1). Several insights from this dialogue seem relevant to the Peaceethics Forum debate. Its basic proposition – made by our lead author Michelle Parlevliet – is that understanding and applying human rights and conflict transformation in conjunction improves both the analysis and practice involved in moving from violence to sustainable, just peace. Parlevliet underlines that “human rights violations can be both causes and consequences of violent conflict”. Whether they become a cause of violent conflict depends mostly on political structures. In instances of discontent, “the choices made by the state, communal groups and political opponents about how to engage with one another help determine whether or not societal tensions [...] will evolve into violence”.

There are a number of insights put forth by the writers in this Peaceethics Forum discussion that are shared and amplified by proposals and examples from our dialogue.

• There is, first, the importance of the state in achieving peace with justice (Kwesi Aning and Ernest Ansah Lartey ask, “where is the collective interest of the elites”?). They highlight the issue of political will among decision makers, as well as their potential greed (or grievance). But one should be paying attention to resistance and emotions, too. Parlevliet puts it this way: The challenge is to find better ways to work, simultaneously, on understanding (and changing) “the nature, organisation and functioning of the state” and on empowering weaker parties and marginalised people to “become aware and capable of challenging the status quo in such a way that the dominant party cannot afford to ignore”. This includes working with the “demand side” of civil society without neglecting the “supply side” of government institutions, since neglecting the latter could lead to increased frustration and further violence. Resistance, which is most likely to arise in such contexts, can be anticipated and used as transformative energy. Also, instead of focusing exclusively on the “hardware” of public institutions, e.g. capacity-building in technical skills like financial management, reporting, etc., it is crucial also to work on the institutional “software”,like communication patterns, institutional culture and values, etc.

• Chandra Sriram Lekha points to the African lesson that the “solution lies in a plurality of mechanisms”. Two comments in our dialogue point in the same direction of using “hybrid strategies”. Alice Nderitu recounts the successful application of a multi-pronged approach to balancing conflict resolution with justice demands in Kenya’s Mount Elgon region in 2004. The work included training agricultural and livestock development officers who would in turn train farmers on human rights issues, especially the right to food and water: “After monitoring the human rights abuses that were occurring in [the Mt. Elgon area that is prone to what is referred to here in Kenya as ‘politically ethnicbased clashes’], we decided that it was vital that all actors in the process work towards ensuring that peace is restored, in order to pave the way for any meaningful discussions to take place on the allocation of land in the controversial scheme.” Based on an extended dialogue process with authentic community leaders, the farmers and law enforcement officers – which asked a lot of questions of all in the community on how things should be done and which drew linkages to development, human rights and conflict prevention – the plan then unfolded a host of measures, including a stakeholder analysis; a broad-based survey; a community action plan; a survey of stakeholders disaggregated by gender, wealth etc.; capacity-building; networking; and symbolic rewards (2). Albert Gomes-Mugumya, for his part, sees a third way between restorative and retributive justice in the case of Uganda: with regards to the atrocities committed by the Lord’s Resistance Army (LRA) in northern Uganda, the choice seemed to be for communities to “forget their years of torment to achieve healing – as many conflict resolvers would want – or […] seek accountability, punish the guilty, establish the truth and circumvent impunity in order to achieve sustainable peace – as largely human rights activists have argued”. In contrast to these two opposing views he advocates a third way, namely using traditional justice mechanisms based on local history and customs. In the Ugandan case, these were, for example, Mato oput ceremonies, which help to promote community reconciliation, restore fractured relations and reassert lost dignity (3).

• The participants in our recent and previous dialogues have also stressed the importance of including those who have not taken up arms (always parts of civil society and women, as Abdelbagi Jirgil has pointed out) and those who can hold a potentially aloof or greedy elite to account (Aning/Lartey). A powerful example for creating a process which is inclusive, incremental and relevant is the Concerned Citizens for Peace initiative in Kenya which worked during the 2007/2008 post-election crisis to first establish peace, but with a long-term view on addressing the justice issues under the surface which kept the situation volatile (4).

• A final point that goes some way in diffusing the tension between peace versus justice is the insight that, on the ground, this work is a long-term process which needs constant investment in prevention, management and transformation. There will be set-backs and compromise that seem hard to bear. There needs to be ongoing negotiation and engagement, as there are rarely silver bullets or quick fixes (as Chandra Lekha Sriram says, there are “never any easy answers, and decisions must be context specific”). Sometimes, even though justice has not been an explicit part of the peace agreement, it may have informed ‘side’ commitments (Stella Sabitii’s experience in mediating in Uganda (3)) – which need to be monitored. There hence is a need for continued attention and engagement by citizens, civil society and international partners to monitor what becomes of declarations and commitments once made. This is expressed vividly by George Wachira, who is part of Kenya’s Concerned Citizens for Peace (CCP): “Politically and ethnically motivated conflicts are generally supported by the powerful and/or wealthy parties whose interests they serve. Animosities rooted in historic injustices and injuries easily explode with the slightest provocation. And the efforts by a victimized populace, seeking to protect itself from destruction, are always hamstrung by the desperate lack of funds. It is against these overwhelming odds that peacemakers and peacebuilders must prevail. […] In the end, however, a crisis response such as the one undertaken by the CCP emanates from a deeply held urge to mitigate and manage imminent and emergent violence, fully aware of the inability to deal immediately or conclusively with the underlying issues inherited from history. […] The challenge is always how, in ‘peace time’, to sustain the urgency needed to address the fundamental justice issues so as to avoid the violence next time.” (5)

When it comes to implementing a holistic approach to peace and justice, the participants in our dialogue insisted on the need for closer cooperation on the ground between peace facilitators (or promoters) and rights advocates. They face no small dilemmas: the “global/local” dilemma calls for a legitimate appreciation of traditional mechanisms for dispute resolution and addressing human rights abuses without ‘romanticising’ them, and in turn for upholding universal values without imposing hegemonic norms. The “accountability dilemma” on the other hand, which lies at the heart of the peace/justice debate, highlights the danger of taking absolutist approaches to peacebuilding (i.e. blanket amnesties versus extensive criminal prosecutions), and reminds us of the value of approaching both peace and justice so that they serve the needs of the people on the ground in post-conflict societies. Berlin, 12.8.2010

 

CITATIONS:

(1) Véronique Dudouet and Beatrix Schmelzle (eds.) Human Rights and Conflict Transformation. The Challenges of Just Peace. (Berghof Handbook Dialogue No 9.) Berlin: Berghof Conflict Research. 2010. Available at www.berghof-handbook.net/dialogue-series/no.-9-human-rights-and-conflict-transformation/.

(2) Alice Nderitu. Conflict Transformation and Human Rights. A Mutual Stalemate?, in: Véronique Dudouet and Beatrix Schmelzle (eds.) Human Rights and Conflict Transformation. The Challenges of Just Peace. (Berghof Handbook Dialogue No 9.) Berlin: Berghof Conflict Research. 2010, 55-65. Available at www.berghof-handbook.net/documents/publications/dialogue9_nderitu_comm.pdf.

(3) Albert Gomes-Mugumya. Reflections on Rights and Conflict from Uganda, in: Véronique Dudouet and Beatrix Schmelzle (eds.) Human Rights and Conflict Transformation. The Challenges of Just Peace. (Berghof Handbook Dialogue No 9.) Berlin: Berghof Conflict Research. 2010, 75-83. Available at www.berghof-handbook.net/documents/publications/dialogue9_gomes-mugumya_comm.pdf.

(4) Dekha Ibrahim Abdi. Working for Peace in Conflict Systems in Kenya: Addressing the Post-Election Crisis 2008, in: Daniela Körppen, Beatrix Schmelzle & Oliver Wils (eds.) A Systemic Approach to Conflict Transformation. Exploring Strengths and Limitations. (Berghof Handbook Dialogue No 6.) Berlin: Berghof Research Center. 2008, 71-81. Available at www.berghof-handbook.net/documents/publications/dialogue6_dekha_comm.pdf.

(5) George Wachira et al. Citizens in Action. Making Peace in the Post-Election Crisis in Kenya – 2008. The Hague: Global Partnership for the Prevention of Armed Conflict. Available at www.gppac.net/uploads/File/Regions/Eastern and Central Africa/CCP-Final_Doc.pdf.

 

Peace vs. Justice? Comment: Justice vs. Peace or Restorative vs. Retributive Justice? The cases of Kenya and Sudan

Posted 19 Jul 2010 by Katharina Last
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By Chandra Lekha Sriram, Chair in Human Rights and Director, Centre on Human Rights in Conflict University of East London, United Kingdom

 © UN Photo/Olivier Chassot

Kwesi Aning and Ernest Ansah Lartey’s short piece is an apt reminder of the continuing debates in conflict-affected countries in Africa and beyond over whether to prioritize ‘peace’ or ‘justice’, and beyond that, disputes over what constitutes an appropriate mode of justice. I will not touch in any detail on the many other important themes addressed by their piece, such as whether peace agreements should be simply a deal among the most significant combatant groups, or should involve wider participation by the affected citizenry of a country. Rather, I focus on the dispute over whether justice or peace is preferable, and whether, if justice is to be preferred, what constitutes justice — retributive or restorative justice. And certainly, the countries on which Aning and Lartey focus, Sudan and Kenya, present opportunities to consider not only the so-called peace-justice divide, but the further debates about the meaning of justice in different contexts. 

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There is insufficient space here to reprise the ongoing, and decades-long, debate in the transitional justice arena over the positive and negative effects of promoting justice on reaching or implementing peace agreements.  I myself have often argued that one does need to be cautious of the backlash against justice which may undermine agreements, but also recognized that enduring legacies of human rights abuses must be addressed. There are clearly never any easy answers, and decisions must be context-specific.

As the piece reminds us and ongoing debates in Kenya and Sudan amply illustrate, seeking to promote peace and justice in conflict-affected countries is always difficult. In both the Comprehensive Peace Agreement that ended the North-South conflict in Sudan and the Darfur Peace Agreement, as well as current negotiations for Darfur, justice may have loomed large as an issue, but has not tended to feature in the final text of peace agreements.  The same is true of the pact which ended the post-election violence in Kenya, although that agreement also provided for the Waki Commission, which ultimately resulted in the presentation of evidence to the International Criminal Court (ICC).  Often, then, as the piece notes, it would appear that justice is sacrificed for the sake of peace. 

However, where justice remains an element of peacemaking and peacebuilding, another question arises: should justice be restorative or retributive? As Aning and Lartey note, political elites often argue that conflict resolution and restorative justice are more appropriate to Africa than retributive justice. 

I would not challenge the virtues of restorative justice processes. However, one may wish to reflect on just who, in many situations, is arguing that retributive justice is not an approach to justice taken in Africa, and that international criminal accountability, particularly as institutionalized through the ICC, is not purely a Western imposition. Happily, however, the authors do not take this assertion at face value, but rather recognize that indeed decisions which are made about peace and justice are driven by the preferences of political elites. While the argument for restorative over retributive justice is sometimes strongly made by both civil society actors and scholars sensitive to the nuances of the peace-justice debate, too often it is made by the very political elites who fear that they might be tried before the ICC. 

At a conference I attended last week hosted by the school of law at the University of the Witwatersrand, one participant likened this situation to a fox guarding the henhouse. Thus, the assertion that justice always impedes peace or that it is not an African value, merits scrutiny. It may otherwise be quite convenient for political leaders in Africa who may be implicated in serious international crimes to argue that African traditions favor restorative rather than retributive justice. This assertion simplifies, obviously, many distinct practices of conflict resolution, justice, and reconciliation across the continent, and fails to take account of what many in affected communities, and individual victims, often say they might prefer.

And it is well worth reminding ourselves, and particularly self-serving perpetrators of abuses and political violence, that a significant number of countries in Africa –30 out of a total of 111 states parties—are parties to the Rome Statute of the International Criminal Court. This is a record that rivals that of Europe and Latin America, and which is more notable given the number of countries on the continent affected by serious violent conflict. African nations engaged actively in the negotiations over the Rome Statute for the ICC in 1998, and formed a unified bloc supporting the extension of the court’s active jurisdiction over the crime of aggression at the recent review conference for the Rome Statute in Kampala. Simply characterizing retributive justice generally, or the ICC specifically, as alien Western impositions, then, is not entirely convincing. 

This is not to say that restorative approaches which exist in traditional or customary law and processes are not important; rather it is to suggest that they may be able to work in tandem with retributive processes rather than being treated as inevitably inconsistent. The idea that different levels of and approaches to justice could coexist has been essential to the three-pronged approach proposed by the prosecutor of the ICC for Kenya, and one embraced, at least officially, by the Kenyan government. The panel of eminent Africans commissioned by the AU to propose solutions to the crisis over accountability for abuses in Darfur precipitated by the indictment of Sudanese President Omar Hassan al-Bashir suggested accountability mechanisms based in Africa alongside traditional and restorative approaches, but did not reject criminal accountability as an element of a larger hybrid strategy. And perhaps here Africa has much to teach the West about post-atrocity peace and justice — that perhaps the solution lies in a plurality of mechanisms. While these have yet to be tested in either Sudan or Kenya, and may never be if elites oppose them, the innovations are certainly worth recognizing.